Q3 (20 Marks) International Conventions 🔥 Repeated 2x in exams
SSEP • Written Exam

With regard to ballast water Management Convention, Explain following:

(a) Ballast water exchange standard. (4)

(b) Ballast water Performance standard. (4)

(c) Treatment methods for ballast water. (4)

(d) Approval methods for treatment system using active and non-active substances. (4)

Appeared In: Mar 2025Oct 2021

Verified Model Answer (Text Solution)

Structured for DG Shipping MEO Class II examination scoring criteria.

Exam Ready

With regard to the Ballast Water Management Convention:

Part (a)

Ballast Water Exchange Standard (D-1).

Part (b)

Ballast Water Performance Standard (D-2).

Part (c)

Treatment methods for ballast water.

Part (d)

Approval methods for treatment systems using active and non-active substances.

(Refer to detailed answers above for D-1, D-2, and treatment methods.)

Part (a)

D-1 Ballast Water Exchange Standard: ships performing exchange shall exchange so that a volumetric exchange efficiency of at least 95% is achieved, or such that the removed and replaced water is with open-ocean water; alternatively, pumping three times the tank volume (flow-through) achieves the standard. Exchange is done in open sea (> 200 nm from land, depth > 200 m as far as practicable).

Part (b)

D-2 Performance Standard: the discharged ballast water after treatment must contain fewer than 10 viable organisms of size >= 50 micrometres per cubic metre; fewer than 10 viable organisms per ml of size 10-50 micrometres; and indicator microbes not exceeding: toxic V. cholerae < 1 cfu/100 ml; E. coli < 250 cfu/100 ml; intestinal enterococci < 100 cfu/100 ml. This is an absolute discharge-quality requirement achieved with a type-approved BWMS.

Part (c)

Treatment methods:

  • Physical separation: filtration (screens/disc filters) to remove larger organisms and sediment.
  • Mechanical/inactivation: ultraviolet (UV) irradiation, ultrasound/cavitation.
  • Chemical disinfection: electro-chlorination (generating chlorine/oxidising biocide from seawater), ozone, and addition of chemicals (e.g. chlorine, sodium hypochlorite, peracetic acid, or oxidants). HydroF-
  • Treatment generally combines filtration + UV or filtration + electro-chlorination to reduce organics and achieve the D-2 standard.
  • The method must be effective across the ship's ballast water salinity/temperature and suited to the flow rate (the system must be type-approved).
Part (d)

Approval methods for treatment systems using active and non-active substances:

  • Non-active substances: systems (e.g. simple filtration, UV) that do not use active (biocidal) substances are "based on physical/non-active methods"; the system is assessed by the Administration for type approval considering the IMO's Basic Approach/Type Approval Guideline and the BW code; approval is granted after meeting the environmental acceptance criteria (e.g. no discharge of chemicals above safe levels).
  • Active substances: systems that use biocides/oxidants (electro-chlorination, ozonation, chemical dosing) must satisfy the IMO's "two-tier" approach: (1) a basic approach for approval of the active substance/method by GESAMP (the joint group of experts) - the "active substance" is reviewed for environmental and human health acceptability, generating an evaluation/protocol; (2) methods to be approved at the system level (type approval of the BWMS) by the Administration/flag State following the accepted test protocol (the IMO G8 redesignated to BWMS Code). In practice: the active substance approval is submitted to the relevant technical body (GESAMP and the MEPC) which assesses human and environmental safety, and the system is then type-tested. The type approval only applies to that specific system; an "ad-hoc/decision" and the correct treatment records.
  • The relevant approval route is that the system must meet the "BWMS Code" (International Code for Approval of Ballast Water Management Systems) which requires salinity, temperature, flow tests, and testing with representative ballast, plus reliability, and the environmental acceptance criteria for active substances (the residual biocide concentration). This balances the effectiveness (achieving D-2) with safety to the receiving environment and crew.
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